Galois Theory HT25, Finite fields



Flashcards

Sizes of finite fields

@State a result about the size of any finite field $F$.


\[|F| = p^n\]

for some prime $p$ and positive integer $n$.

@Prove that if $F$ is a finite field, then $ \vert F \vert = p^n$ for some prime $p$ and some positive integer $n$.


Since $F$ is finite, it must have positive characteristic.

Since $F$ is a field, the characteristic must be a prime $p$.

Hence $F$ contains a copy of $\mathbb F _ p$, generated by the identity.

Considering $F$ as a vector space over $\mathbb F _ p$, note that since $F$ is finite, it must have a finite dimension $n$. Therefore $ \vert F \vert = p^n$.

Frobenius endomorphism

Suppose $F$ is a field of characteristic $p$. @Define the Frobenius endomorphism $\phi$.


\[\phi : F \to F\]

defined by

\[\phi(x) := x^p\]

for all $x \in F$.

@Prove that the Frobenius endomorphism $\phi$ for a field $F$ of characteristic $p$ is always in the Galois group $\text{Gal}(F/\mathbb F _ p)$ (also proving that it is indeed an endomorphism).


$\phi$ is multiplicative: $\phi(xy) = (xy)^p = x^p y^p$.

$\phi$ is additive: This is the “Freshman’s dream”: by the binomial theorem,

\[(x+y)^p = \sum^p_{i = 0} {p \choose i} x^p y^{p-i}\]

Since $p \mid {p \choose i}$ for all $0 < i < p$, it follows that

\[(x + y)^p = x^p + y^p\]

$\phi$ is injective: Suppose that $\phi(a) = \phi(b)$. Then $\phi(a - b) = 0$. Since $F$ is in particular an integral domain, it follows that $a - b = 0$, and so $a = b$.

$\phi$ is surjective: $F$ is finite, so injectivity implies surjectivity.

$\phi$ is $\mathbb F _ p$-linear: $\phi(x) = x^p = x$ for all $x \in \mathbb F _ p$ by Fermat’s Little Theorem. Hence $\phi \in \text{Gal}(F/\mathbb F _ p)$.

Suppose you have a Galois extension of finite fields $F / \mathbb F _ p$.

  • What element do you know is always in the Galois group?
  • If $F$ is the splitting field of a polynomial $f \in \mathbb F _ p[t]$ and $\alpha$ is a root of $f$, what other roots do you have as a consequence of element that’s always in the Galois group?

The Frobenius endomorphism $x \mapsto x^p$ is always in $\text{Gal}(F / \mathbb F _ p)$.

If $\alpha$ is a root of $f$, then repeatedly applying the Frobenius endomorphism to this root tells you that $\alpha, \alpha^p, \alpha^{p^2}, \ldots$ are all roots.

Characterisation as splitting fields

Suppose:

  • $p$ is a prime
  • $n$ is a positive integer

@State a result that relates finite fields of size $p^n$ and splitting fields.


A field is of order $p^n$ iff it is a splitting field of $t^{p^n} - t$ over $\mathbb F _ p$.

Suppose:

  • $p$ is a prime
  • $n$ is a positive integer
  • $F$ is a field of size $p^n$

@Prove that:

  1. Any field of order $p^n$ is a splitting field of $t^{p^n} - t$ over $\mathbb F _ p$.
  2. Any splitting field of $t^{p^n} - t$ over $\mathbb F _ p$ is a field of order $p^n$.

Let $F$ be the field under consideration and $f(t) = t^{p^n} - t \in \mathbb F _ p[t]$.

(1) Any field of order $p^n$ is a splitting field of $t^{p^n} - t$ over $\mathbb F _ p$:

$F$ must contain a copy of $\mathbb F _ p$. Then $x^{p^n - 1} = 1$ for all $x \in F^\times$ by Lagrange’s Theorem.

Therefore all elements of $F$ are roots of $t^{p^n} - t$. Therefore $t^{p^n} - t$ splits completely in $F[t]$ and its roots generate $F$, and hence $F$ is a splitting field of $t^{p^n} - t$ over $\mathbb F _ p$.


(2) Any splitting field of $t^{p^n} - t$ over $\mathbb F _ p$ is a field of order $p^n$:

Note $f$ is separable and therefore has exactly $p^n$ distinct roots. Let $V$ be the set of roots of $f$ in $F$. Then $ \vert V \vert = p^n$ and

\[V = \\{\alpha \in F : \alpha^{p^n} = \alpha\\} = F^{\langle \phi^n \rangle}\]

where $\phi$ is the Frobenius endomorphism. Since $F$ is a splitting field of $f$ by assumption, $V$ generates $F$ as a field, and so $V = F$.

Hence $ \vert F \vert = \vert V \vert = p^n$.

@Prove, by appealing to other results, that:

  1. Up to isomorphism there is a unique field $\mathbb F _ {p^n}$,
  2. $\mathbb F _ {p^n}$ is Galois over $\mathbb F _ p$.

(1): There is a result that says

Any field of order $p^n$ is a splitting field of $t^{p^n} - t$ over $\mathbb F _ p$.

But there is another result that says:

Any two splitting fields of a polynomial are isomorphic.

(2): If $g$ is an irreducible factor of $t^{p^n} - t$, then $g$ has no repeated roots in any splitting field. Therefore $g$ is separable by the result that says

If:

  • $X \subseteq L$

Then the polynomial $f _ X := \prod _ {y \in X} (t - y) \in L[t]$ is always separable.

Hence all factors of $t^{p^n} - t$ are separable, and so $t^{p^n} - t$ is separable. But by the theorem that says

Any splitting field of $t^{p^n} - t$ over $\mathbb F _ p$ is a field of order $p^n$.

$\mathbb F _ {p^n}$ is a splitting field of the separable polynomial $t^{p _ n} - t$ and is hence Galois over $\mathbb F _ p$.

@Prove that the Frobenius endomorphism

\[\phi : \mathbb F_{p^n} \to \mathbb F_{p^n}\]

has order $n$ in $\text{Gal}(\mathbb F _ {p^n} / \mathbb F _ p)$.


Since $\alpha^{p^n} = \alpha$ for all $\alpha \in \mathbb F _ {p^n}$ by Fermat’s Little Theorem (Lagrange?), it follows that $\phi^n = 1$.

Suppose that $\phi^m = 1$ for some $1 \le m \le n$.

Then $\alpha^{p^m} = \alpha$ for all $\alpha \in \mathbb F _ {p^n}$. But then $t^{p^m} - t$ has $ \vert \mathbb F _ {p^n} \vert $ distinct roots in $\mathbb F _ {p^n}$, which implies that $p^m \ge p^n$. Hence $m \ge n$, and the order of $\phi$ is precisely $n$.

@State a result describing the structure of the Galois group

\[\text{Gal}(\mathbb F_{p^n} / \mathbb F_p)\]

It is cyclic of order $n$, and is generated by the Frobenius endomorphism $\phi : \mathbb F _ {p^n} \to \mathbb F _ {p^n}$.

@Prove that

\[\text{Gal}(\mathbb F_{p^n} / \mathbb F_p)\]

is a cyclic group of order $n$ and is generated by the Frobenius endomorphism $\phi : \mathbb F _ {p^n} \to \mathbb F _ {p^n}$.


By the result that says

Suppose $K/F$ is a finite field extension and $G = \text{Gal}(K/F)$. Then $ \vert G \vert \le [K : F]$.

it follows that

\[|\text{Gal}(\mathbb F_{p^n}/\mathbb F_p)| \le [\mathbb F_{p^n} : \mathbb F_p] = n\]

but then by the result that says $\phi$ has order $n$, it must actually be the case that

\[|\text{Gal}(\mathbb F_{p^n} / \mathbb F_p)| = n\]

and $\phi$ generates all of $\text{Gal}(\mathbb F _ {p^n} / \mathbb F _ p)$.

Suppose you’re asked to prove a result about finite extensions of finite fields. What result should immediately jump to mind, in order to get a more concrete handle on the extension?


The field must be of order $p^n$, and every finite field of order $p^n$ is the splitting field of $x^{p^n} - x$ over $\mathbb F _ p$.

Injections between finite fields

@State a result about when $\mathbb F _ {p^a}$ embeds into $\mathbb F _ {p^b}$ (i.e. there is an injective field homomorphism from $\mathbb F _ {p^a}$ to $\mathbb F _ {p^b}$).


$\mathbb F _ {p^a}$ embeds into $\mathbb F _ {p^b}$ if and only if $a \mid b$.

@Prove that $\mathbb F _ {p^a}$ embeds into $\mathbb F _ {p^b}$ if and only if $a \mid b$.


Forward direction: Suppose that $\mathbb F _ {p^a}$ embeds into $\mathbb F _ {p^b}$. Let $G = \text{Gal}(\mathbb F _ {p^b}/\mathbb F _ p)$, then $G$ is cyclic by the result that says

The Galois group $\text{Gal}(\mathbb F _ {p^n} / \mathbb F _ p)$ is cyclic of order $n$, and is generated by the Frobenius endomorphism $\phi : \mathbb F _ {p^n} \to \mathbb F _ {p^n}$.

and has order $b$. Let $H = \text{Gal}(\mathbb F _ {p^b} / \mathbb F _ {p^a})$ be the subgroup of $G$ corresponding to $\mathbb F _ {p^a}$ (which exists by the Galois correspondence). Since $G$ is abelian, $H$ is normal and $G/H \cong \text{Gal}(\mathbb F _ {p^a} / \mathbb F _ p)$. But then by the above result, $G/H$ is also a cyclic group of order $a$.

But then $a \mid b$ by Lagrange’s theorem.

Backward direction: Suppose that $a \mid b$. Then $p^a - 1 \mid p^b - 1$ (this can be seen by considering $b = ka$ and then expanding as a sum of powers). Then similarly,

\[t^{p^a - 1} - 1 \mid t^{p^b - 1} - 1\]

Multiplying through by $t$, we see

\[t^{p^a} - t \mid t^{p^b} - t\]

Therefore $t^{p^a} - t$ splits completely in $\mathbb F _ {p^b}[t]$ (since previous results tell us that $t^{p^b} - t$ splits completely in this field). But then it follows that $\mathbb F _ {p^a}$ embeds into $\mathbb F _ {p^b}$ by the result that says

Let $f \in F[t]$ be a separable polynomial, and let $K$ be a splitting field for $f$. Suppose that $L$ is another extension of $F$ such that $f$ splits completely in $L[t]$. Then there exists at least one injective homomorphism $K \hookrightarrow L$.

it follows that $\mathbb F _ {p^a}$ embeds into $\mathbb F _ {p^b}$.

Multiplicative structure of finite fields

@State a result about the multiplicative structure of finite fields.


The multiplicative group of a finite field is cyclic.

@Prove that the multiplicative group of a finite field is cyclic.


Let $G$ be the multiplicative group and $ \vert G \vert = n$. Let $d$ be a divisor of $n$ and let $\psi(d)$ be the number of elements of order $d$ in $G$.


Since $G$ is a finite abelian group,

\[G \cong \left(\frac{\mathbb Z}{p_1 \mathbb Z}\right)^{k_1} \times \cdots \times \left(\frac{\mathbb Z}{p_n \mathbb Z}\right)^{k_n}\]

by the primary decomposition form of the structure theorem for finitely generated abelian groups.

Then $k _ i = 1$ for all $i$. Assume, for a contradiction, that $k _ i > 1$ for some $i$. This implies $K^\times$ contains a subgroup of the form $\left( \mathbb Z / p _ i \mathbb Z \right)^2$. All elements of this subgroup must satisfy $x^{p _ i} = 1$, and hence must satisfy $x^{p _ i} - 1 = 0$. But $x^{p _ i} - 1$ has at most $p _ i$ roots, not $p _ i^2$. Hence each $k _ i = 1$.

Thus

\[\begin{aligned} G &\cong \frac{\mathbb Z}{p_1 \mathbb Z} \times \cdots \times \frac{\mathbb Z}{p_n \mathbb Z} \\\\ &\cong \frac{\mathbb Z}{p_1 \cdots p_n \mathbb Z} \end{aligned}\]

and so $G$ is cyclic as required.


“Alternative” proof 1:

Suppose there exists an element $a$ of $G$ whose order is $d$. Let $H$ be the subgroup of $G$ generated by $a$. Then every element of $H$ satisfies the equation $x^d = 1$. Since the number of solutions of $x^d - 1 = 0$ is less than or equal to $d$ and the order of $H$ is $d$,

\[H = \\{x \in G \mid x^d - 1 = 0\\}\]

Therefore either $\psi(d) = 0$ or $psi(d) = \phi(d)$ where $\phi(d)$ is the totient function. As

\[\sum_{d \mid n} \psi(d) = n = \sum_{d \mid n}\]

we have $\psi(d) = \phi(d)$ for all $n$. In particular, $\psi(n) = \phi(n)$ and hence there exists an element of order $n$ in $G$.


“Alternative” proof 2:

We have the result that $G$ is cyclic iff there is exactly one subgroup for each divisor of $G$. If $G$ is not cyclic, then there are two distinct subgroups $H _ 1, H _ 2 \le G$ of cardinality $M$. Then $ \vert H _ 1 \cup H _ 2 \vert \le M + 1$ as $H _ 1$ and $H _ 2$ are distinct.

Consider $f(x) = x^M - 1 \in F[x]$. Then the set $S$ of the roots contains $H _ 1 \cup H _ 2$ and therefore has cardinality larger than the degree of $f$, a contradiction.

@exam~




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